National Settlement Depository (NSD), Russia’s central securities depository, and Interfax’s Center for Disclosing Corporate Information have begun testing the first version of the Single Disclosure…
The SmartStream Reference Data Utility (RDU) in collaboration with a group of Approved Publication Arrangements (APAs), including Bloomberg, Deutsche Boerse, NEX Regulatory Reporting, TRADEcho, Tradeweb…
The Financial Conduct Authority (FCA) has today published its Business Plan for 2018/19 which sets out the key priorities for the coming year. The priorities…
Six major global banks have adopted the first fully-digitized MiFID II trade compliance engine for the financial markets. The service from Droit Financial Technologies (“Droit”)…
Optimism levels in the banking sector have fallen to a low of -17 percent compared to the last three months, according to the latest PwC/CBI…
The Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) have signed an Enhanced Cooperation Agreement between their Innovation Hubs to extend their existing…
Kenneth E. Bentsen, Jr. President & CEO of SIFMA released the following statement today regarding passage of H.R. 4790, the Volcker Rule Regulatory Harmonization Act…
The Financial Conduct Authority (FCA) has published its Approach to Supervision and its Approach to Enforcement. When the FCA launched its Mission, it committed to publishing…
KPMG in Singapore and Lombard Risk have announced the launch of the KPMG Regulatory Integrated Solution (KRIS) through a strategic alliance, to help financial institutions…
Gresham has announced a strategic partnership with Trax, the post-trade services and European market data division of MarketAxess. Trax will leverage Gresham’s Clareti platform to power…